摘 要
随着现代公司治理结构的不断发展和完善,股东代表诉讼作为维护中小股东权益的重要手段,其重要性日益凸显。因此,对股东代表诉讼的缺陷进行深入分析,并提出相应的完善建议,具有重要的现实意义和研究价值。本文围绕公司法中的股东代表诉讼展开研究,首先概述了股东代表诉讼的概念、特点及其在公司法中的法律规定。接着,本文深入分析了股东代表诉讼存在的缺陷,包括诉讼启动门槛过高、举证责任分配不均、信息不对称、诉讼费用高昂以及诉讼结果不确定性等问题。最后,本文提出了降低诉讼启动门槛、优化举证责任分配、强化信息披露机制、减轻诉讼费用负担以及明确诉讼结果预期等完善建议。
关键词:股东代表诉讼 公司治理 诉讼缺陷
Abstract
With the continuous development and improvement of modern corporate governance structure, the importance of shareholder representative litigation, as an important means to safeguard the rights and interests of minority shareholders, has become increasingly prominent. Therefore, it is of great practical significance and research value to make an in-depth analysis of the defects of shareholder representative litigation and put forward corresponding suggestions for improvement. This paper focuses on the shareholder representative litigation in the company law, and first summarizes the concept and characteristics of the shareholder representative litigation and its legal provisions in the company law. Then, this paper deeply analyzes the defects of shareholder representative litigation, including the high threshold of litigation initiation, uneven distribution of burden of proof, information asymmetry, high litigation costs and uncertainty of litigation results. Finally, this paper puts forward some perfect suggestions, such as lowering the threshold of litigation initiation, optimizing the distribution of burden of proof, strengthening the information disclosure mechanism, reducing the burden of litigation costs and clarifying the expectation of litigation results.
Keyword:Shareholder representation litigation Corporate governance Litigation deficiencies
目 录
1 引言 1
2 相关理论概述 1
2.1 股东代表诉讼的概念界定 1
2.2 股东代表诉讼的特点 2
3 股东代表诉讼的缺陷分析 2
3.1 诉讼启动门槛过高导致的诉讼困难 2
3.2 举证责任分配不均带来的诉讼风险 2
3.3 诉讼过程中信息不对称的挑战 3
3.4 诉讼费用及成本高昂制约诉讼积极性 3
3.5 诉讼结果的不确定性影响投资者信心 4
4 股东代表诉讼的完善建议 4
4.1 降低诉讼启动门槛,提升中小股东诉讼积极性 4
4.2 优化举证责任分配,降低诉讼风险 5
4.3 强化信息披露机制,缓解信息不对称问题 5
4.4 减轻诉讼费用负担,提高诉讼效率 6
4.5 明确诉讼结果预期,增强投资者信心 6
5 结论 6
参考文献 8
致谢 9
随着现代公司治理结构的不断发展和完善,股东代表诉讼作为维护中小股东权益的重要手段,其重要性日益凸显。因此,对股东代表诉讼的缺陷进行深入分析,并提出相应的完善建议,具有重要的现实意义和研究价值。本文围绕公司法中的股东代表诉讼展开研究,首先概述了股东代表诉讼的概念、特点及其在公司法中的法律规定。接着,本文深入分析了股东代表诉讼存在的缺陷,包括诉讼启动门槛过高、举证责任分配不均、信息不对称、诉讼费用高昂以及诉讼结果不确定性等问题。最后,本文提出了降低诉讼启动门槛、优化举证责任分配、强化信息披露机制、减轻诉讼费用负担以及明确诉讼结果预期等完善建议。
关键词:股东代表诉讼 公司治理 诉讼缺陷
Abstract
With the continuous development and improvement of modern corporate governance structure, the importance of shareholder representative litigation, as an important means to safeguard the rights and interests of minority shareholders, has become increasingly prominent. Therefore, it is of great practical significance and research value to make an in-depth analysis of the defects of shareholder representative litigation and put forward corresponding suggestions for improvement. This paper focuses on the shareholder representative litigation in the company law, and first summarizes the concept and characteristics of the shareholder representative litigation and its legal provisions in the company law. Then, this paper deeply analyzes the defects of shareholder representative litigation, including the high threshold of litigation initiation, uneven distribution of burden of proof, information asymmetry, high litigation costs and uncertainty of litigation results. Finally, this paper puts forward some perfect suggestions, such as lowering the threshold of litigation initiation, optimizing the distribution of burden of proof, strengthening the information disclosure mechanism, reducing the burden of litigation costs and clarifying the expectation of litigation results.
Keyword:Shareholder representation litigation Corporate governance Litigation deficiencies
目 录
1 引言 1
2 相关理论概述 1
2.1 股东代表诉讼的概念界定 1
2.2 股东代表诉讼的特点 2
3 股东代表诉讼的缺陷分析 2
3.1 诉讼启动门槛过高导致的诉讼困难 2
3.2 举证责任分配不均带来的诉讼风险 2
3.3 诉讼过程中信息不对称的挑战 3
3.4 诉讼费用及成本高昂制约诉讼积极性 3
3.5 诉讼结果的不确定性影响投资者信心 4
4 股东代表诉讼的完善建议 4
4.1 降低诉讼启动门槛,提升中小股东诉讼积极性 4
4.2 优化举证责任分配,降低诉讼风险 5
4.3 强化信息披露机制,缓解信息不对称问题 5
4.4 减轻诉讼费用负担,提高诉讼效率 6
4.5 明确诉讼结果预期,增强投资者信心 6
5 结论 6
参考文献 8
致谢 9