摘 要
在全球价值链（GVC）研究中，发展中国家嵌入全球生产网络后面临的治理模式与升级困境是学术界关注的核心议题。本文以“俘获型治理”为切入点，探讨其形成机制及其对发展中经济体产业升级的制约效应。俘获型治理不仅源于跨国公司主导的价值链结构，还与本地企业的能力短板和制度环境密切相关。进一步地，本文提出突破升级困境的关键在于强化本土创新能力、优化治理结构以及提升国际谈判能力。本研究的创新点在于首次将“俘获”概念引入全球价值链治理分析框架，并从多维度解析其动态演化逻辑，为理解发展中国家在全球化中的结构性劣势提供了新视角。此外，研究结果对政策制定者和企业管理者具有重要启示，强调通过协同治理和能力建设实现可持续升级目标。
关键词：俘获型治理；全球价值链；产业升级；发展中国家；治理结构优化
Captured Governance in Global Value Chains and the Upgrading Dilemma
英文人名
Directive teacher:×××
Abstract
In the study of global value chain (GVC), the governance model and upgrading dilemma faced by developing countries after they are embedded in the global production network are the core issues concerned by the academic community. This paper takes "capture governance" as the starting point to discuss its formation mechanism and its restricting effect on industrial upgrading in developing economies. Capture governance is not only derived from the value chain structure dominated by transnational corporations, but also closely related to the capacity shortcomings of local enterprises and the institutional environment. Further, this paper proposes that the key to breaking through the upgrading dilemma lies in strengthening the local innovation ability, optimizing the governance structure and improving the international negotiation ability. The innovation of this study is that it introduces the concept of "capture" into the global value chain governance analysis fr amework for the first time, and analyzes its dynamic evolution logic from a multi-dimensional perspective, providing a new perspective for understanding the structural disadvantages of developing countries in globalization. In addition, the findings have important implications for policymakers and business managers, emphasizing the achievement of sustainable upgrading goals through collaborative governance and capacity building.
Keywords: Captured-Type Governance；Global Value Chain；Industrial Upgrading；Developing Countries；Governance Structure Optimization
目 录
引言 1
一、全球价值链的基本理论框架 1
(一)全球价值链的概念与特征 1
(二)治理结构的类型与影响 2
(三)升级困境的核心表现 2
二、“俘获型治理”的形成机制 3
(一)俘获型治理的定义与内涵 3
(二)权力不对称对治理模式的影响 3
(三)制度环境在俘获型治理中的作用 4
三、俘获型治理下的升级障碍分析 4
(一)技术锁定与创新能力限制 5
(二)市场依赖与议价能力不足 5
(三)资源分配与战略空间压缩 6
四、突破升级困境的路径探索 6
(一)政府角色与政策支持体系构建 6
(二)企业能力建设与合作网络优化 7
(三)国际规则适应与本土化策略调整 7
结论 8
参考文献 9
致谢 9
